Home›Frameworks›Healthcare & Human Services›CLIA

CLIA

The Clinical Laboratory Improvement Amendments of 1988 and the regulations at 42 CFR Part 493 govern every laboratory in the United States that tests human specimens for health purposes, about 320,000 sites. CMS runs the program with the CDC and FDA.

A lab holds one of five certificate types depending on test complexity: Certificate of Waiver, Certificate for Provider-Performed Microscopy, Certificate of Registration (a temporary certificate that lets a lab begin nonwaived testing until its first inspection or accreditation), Certificate of Compliance (surveyed by the state agency for CMS), or Certificate of Accreditation (surveyed by a CMS-approved accreditation organization).

Certificates run for up to two years.

For nonwaived testing, a lab needs in writing a procedure manual for every test, quality control and calibration procedures and records, proficiency testing enrollment and results, a quality assessment program, personnel records showing the director and testing staff meet qualification rules with documented competency assessments, specimen handling and reporting procedures, and corrective action records.

Waived labs have far lighter requirements but must still follow manufacturer instructions.

Recent changes: since December 28, 2024, directors of labs doing moderate or high complexity testing (other than labs holding only the microscopy certificate) must be on site at least once every six months, at least four months apart, and document those visits. CMS now sends certificates and fee notices by email only, so labs must keep a valid email address on file.

On July 16, 2026 CMS published a request for information on modernizing the CLIA rules; comments closed on September 14, 2026 and no proposed rule had followed as of September 26, 2026.

New to this? Read CLIA explained simply →

Share
Ad from the publisher
Policy  Acknowledgment  Proof
AcknowledgedLab procedure v6by name, on record
Waived? Still Writtenwith AllyMatter
Run the Lab the Modern WayEvery lab procedure, acknowledged by the technologists who follow it
01
Approve it, lock the version
Non-author approval, obsolete copies blocked
02
Every technologist on record
Who read which revision, and when
03
Hand the surveyor the trail
From $29/mo, 20 editors, unlimited staff (published)

Who has to comply

Any facility that examines human specimens for diagnosis, prevention, or treatment, including hospital labs, physician office labs, independent labs and point-of-care sites. Some testing is excluded, such as forensic testing and research that does not report patient-specific results. The certificate must match the highest complexity of testing performed.

What the assessor asks to see

Surveyors ask for the CLIA certificate and test menu, the laboratory director's qualifications and delegation, personnel qualifications and competency assessments, the procedure manual and test system validations, quality control records and corrective actions, proficiency testing results and investigations of failures, the quality assessment plan and reviews, specimen collection and reporting procedures, instrument maintenance records, and patient test records to trace results end to end.

Where the requirement sits: 42 CFR 493.1251 procedure manual; 493.1235/493.1451 competency assessment; 493.1105 record retention; 493.1256 QC

Every internal policy in one place

AllyMatter is a full system for every internal policy your company keeps, including the ones CLIA turns on. Build the whole library in one place, across every department, and prove who has read what.

Start here

Health Care Compliance Program Policies and Code of Conduct: who needs it, what goes in it, how often it is reviewed and who signs it off. Run exactly that in AllyMatter, alongside every other policy your company keeps.

How it works

Every document is approved by someone other than its author, versioned, distributed to the people it covers and acknowledged by name. Sign it where a signature is what the standard wants, send a set out together as a package, and export a dated record of who read which version when an assessor asks.

The written policies this standard turns on live here, with every version and every acknowledgment on the record.

Who helps with CLIA

Laboratory consultants, medical director services for physician office labs, and accreditation readiness firms; the accreditors themselves publish checklists. Engagements typically cover certificate applications (Form CMS-116), procedure manual development, QC and PT setup, and mock inspections.

Firms that name this framework in their own material. A listing is not a recommendation. Each firm can confirm its own.

Consultants

Be the first CLIA consultant listed here

The people reading this are working out who can help them get there.

Who assesses CLIA

State survey agencies acting for CMS (and CMS regional offices) survey Certificate of Compliance labs. CMS-approved accreditation organizations survey Certificate of Accreditation labs: AABB, A2LA, ACHC, ASHI, COLA, College of American Pathologists, and The Joint Commission.

Washington runs its own CMS-approved program in place of CLIA; New York's exemption is partial, so labs there should check with the state.

Accredited by CMS approves accreditation organizations and exempt state programs under 42 CFR Part 493 Subpart E and reviews them periodically; CMS or state agency surveyors perform validation surveys on a limited percentage of accredited labs.

Public register of assessors: cms.gov ↗

Listed in random order, reshuffled each time the page loads. Firms that pay for a listing are shown at the top, labeled Sponsored.

The Joint CommissionOn the public register
What they do
Assessor
Which standards
On the public register for CLIA, ACHC/CHAP, CMS CoPs.
Standards
CLIAACHC/CHAPCMS CoPs
Pricing
Not published
College of American Pathologists (CAP)On the public register
What they do
Assessor
Which standards
On the public register for CLIA.
Standards
CLIA
Pricing
Not published
American Association for Laboratory Accreditation (A2LA)On the public register
What they do
Assessor
Which standards
On the public register for CLIA.
Standards
CLIA
Pricing
Not published

Tools for CLIA

Tools that name this framework in their own material.

Grouped by type. Inside each group the order is random, reshuffled each time the page loads. AllyMatter, the publisher of this site, is always first.

AllyMatterPolicy management tool, the policy and acknowledgment layerPublisher of this site

Get told when CLIA changes

One email when something on this page actually changes. Not a newsletter, and nothing else.

No spam, and we never sell your address or give it to anyone. Double opt-in, and an unsubscribe link in every email. Subscribing accepts the Terms and Privacy Policy. Follow more than this →

Related reading

  1. CLIA for Physician Office LaboratoriesPractical walkthrough of which certificate a practice needs, how test complexity is decided, and what non-waived testing then obliges.American Academy of Family Physicians
  2. Personnel Requirement Changes in New Checklist EditionDetails the December 2024 personnel qualification changes and how the grandfather provision works for staff already in post.CAP TODAY, College of American Pathologists
  3. CMS Releases Final Rule Updating CLIA RegulationsSummarizes the CLIA fee restructure, histocompatibility changes and the new laboratory director onsite and continuing education duties.Association for Diagnostics and Laboratory Medicine

Independent third-party explainers, chosen by hand. Not affiliated with this site and not paid placements. All links are nofollow.

Need a hand implementing it?

Find a Consultant for CLIA

Tell us what you need done and we will point you to firms that do this work. Your details go to a firm only when you choose it.

From the publisher

Run the Policy Side of CLIA in AllyMatter

Approve the policies CLIA asks for, keep every version, and record a named acknowledgment from each person who has to read them.

See how AllyMatter works ↗From $29/mo, 20 editors, unlimited staff

About this data

Pages on this site are compiled by AllyMatter and checked against one or more sources, two or more where available. Each record shows its stage and date. Nothing here is legal, audit or tax advice, and policyandcompliance.com and AllyMatter, Inc. accept no responsibility for errors or for decisions made on it. Read the source, then decide.
How we compile and verify →

Think something is wrong?

[email protected]
Tell us the page and what you found. We check it against the source and fix it.

Want to advertise here?

[email protected]
Consultant listings, tool listings, press releases and the primary spot, flat fee, paid in advance. Prices and rules · Design examples · Press releases.